Every case is different, and past successes are not indicative of future results.
Due to the fact that FINRA proceedings are confidential, and virtually all settlement agreements include confidentiality clauses, we are not at liberty to disclose the names of the parties or amounts of settlements in FINRA arbitration cases where we reached a settlement with the broker-dealer firms. We reach settlements in many of the cases we file on behalf of our clients.
ChapmanAlbin represented a Massachusetts investor after she suffered losses from her financial advisor’s recommendation to purchase a large life insurance policy, funded an annuity. This investment strategy is known as “LEAP” or the Lifetime Economic Acceleration Process. ChapmanAlbin obtained a favorable settlement on her behalf prior to a FINRA arbitration proceeding.
ChapmanAlbin represented an elderly couple against a national broker-dealer firm, after their broker recommended that they invest in a Mellow Mushroom pizza franchise. The Mellow Mushroom franchise never opened and they lost their investment. ChapmanAlbin argued the broker-dealer firm failed to supervise its broker and obtained a favorable settlement on behalf of the investors.
ChapmanAlbin represented 11 Long Island, NY families against a financial institution, after their retirement savings were stolen in a fraudulent hedge fund scheme. Many of the victims of the fraudulent scheme were Long Island school teachers. ChapmanAlbin was able to obtain a favorable settlement on their behalf prior to a FINRA arbitration proceeding.
ChapmanAlbin represented an Ohio senior investor in an arbitration proceeding against multiple financial institutions after her retirement savings were squandered by a broker’s unsuitable trading of her account and the forging of her signature on margin trading agreements. ChapmanAlbin obtained a settlement of over $600,000 prior to a FINRA arbitration proceeding, which covered almost the […]
ChapmanAlbin represented an 82-year old widow who moved to America in 1938 to escape Nazi-occupied Germany. Following her retirement, she entrusted her savings with a national online brokerage platform, only to have her savings stolen by a fraudster operating a “pump-and-dump” scheme. ChapmanAlbin recovered a $400,000 settlement with the brokerage firm prior to a FINRA […]
ChapmanAlbin represented a senior investor whose broker borrowed significant sums of money from her and convinced her to invest in a Vietnamese casino project called Pacific Rim Strategic Partners and a baseball and softball sports complex. The casino and baseball projects were scams and the loans were never repaid. ChapmanAlbin successfully settled her claims against […]
ChapmanAlbin represented a retired married couple in their FINRA arbitration claims against their brokerage firm. The couple claimed that their broker and his brokerage firm devastated their retirement by recommending investments that were unsuitable for them in light of their age, income requirements, risk tolerance and time horizon. ChapmanAlbin attorneys successfully negotiated a settlement that […]
This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer