COVID-19 / STOCK MARKET DECLINE:
If you've suffered major losses due to a financial advisor's negligence or investment misconduct, we want to hear from you. Call us at (877) 410-8172 or contact us online.
TOLL FREE: (877) 410-8172 EMAIL:

The Investor’s Watchdog

The Investor's Watchdog
Friday, June 12, 2020 FINRA Department of Enforcement Files Complaint against New York City Firm and Former CEO for Soliciting Investments in Purported Ticket Resale Business Turned Ponzi Scheme Author: Jason T. Albin

The Financial Industry Regulatory Authority (FINRA) Office of Hearing Officers recently reviewed a complaint against Tripoint Global Equities, LLC (Tripoint), headquartered in New York, New York, and its chief executive officer, Mark Elenowitz, regarding alleged unsuitable recommendations made to customers. Elenowitz was associated with Tripoint from May 2007 to May 2020. He has been associated […]