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The Investor’s Watchdog

The Investor's Watchdog
Wednesday, August 14, 2019 GPB Investors Want Their Money Back Author: John S. Chapman

GPB Capital Holdings recently reported that the $1.8 billion it raised from investors is now worth 25-39% less. The attorneys at ChapmanAlbin suspect that loss estimate may be too low. Recent GPB actions and reports suggest much deeper losses. The investor loss recovery law firm has been investigating the GPB situation for about a year […]

Wednesday, October 2, 2019 Former Broker, David Manor, Suspended by FINRA for Undisclosed Naked Options Trading and Outside Business Activities Author: Jason T. Albin

Between February and November 2017, while associated with Wells Fargo Clearing Services, David Manor participated in an unapproved outside business activity with his Wells Fargo customer, a then 75-year-old retiree. Specifically, Manor assisted the customer in selling mineral rights on a property the customer owned. In return for his assistance, the customer paid Manor $107,000. […]