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The Investor’s Watchdog

The Investor's Watchdog
Monday, June 11, 2018 New Jersey Broker Consents to FINRA Bar to Resolve Allegations of Unauthorized Trading Author: Jason T. Albin

Former New Jersey broker Maria Tamburro recently resolved allegations of securities industry violations with the Financial Industry Regulatory Authority (FINRA) Department of Enforcement. Tamburro was previously a general securities representative associated with Ameriprise Financial Services, Inc. in Florham Park, New Jersey from November 2011 to October 2016. According to the Letter of Acceptance, Waiver and […]