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The Investor’s Watchdog

The Investor's Watchdog
Wednesday, January 17, 2018 Los Angeles-Based WestPark Capital Agrees to $27,500 Fine to Settle Allegations of Securities Industry Violations Author: ChapmanAlbin

WestPark Capital, Inc. recently agreed to a censure and $27,500 fine mandated by the Financial Industry Regulatory Authority (FINRA) Department of Enforcement to resolve allegations of securities industry violations. WestPark Capital, an investment banking and full service securities brokerage firm, has approximately 90 registered representatives operating out of six branch offices nationwide, including its headquarters […]