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The Investor’s Watchdog

The Investor's Watchdog
Monday, September 21, 2020 Stifel, Nicolaus & Company Colorado Investment Adviser Charged with Fraud for Using Power of Attorney to Use Customer Funds for Personal Expenses Author: Jason T. Albin

The U.S. District Court for the District of Colorado recently entered into a final judgment by consent against Steven Rodemer, a former investment adviser with Stifel, Nicolaus & Company (Stifel) in Pueblo, Colorado, for fraud in connection with his misappropriation of an elderly client’s investment funds. According to the SEC complaint filed on September 3, […]